, intermediaries have adapted in response to such changes. For example, restructuring affiliated companies and optimizing the use of human resources to serve business expansion, including diversification of products

accruing from the assets under (a) to (c), for example, right to dividend or interest, right to purchase capital increase shares and right to attend and vote at a meeting of securities holders, etc. (2

accruing from the assets under (a) to (c), for example, right to dividend or interest, right to purchase capital increase shares and right to attend and vote at a meeting of securities holders, etc. (2

accruing from the assets under (a) to (c), for example, right to dividend or interest, right to purchase capital increase shares and right to attend and vote at a meeting of securities holders, etc. (2

Commissions (IOSCO) . Division 2 Board of directors and senior management responsibility Board of directors (“ Board ”) and senior management of the intermediaries shall be a responsible person for determining

management responsibility Board of directors (“Board”) and senior management of the intermediaries shall be a responsible person for determining the company’s strategies and policies on the business continuity

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมมือกับองค์การสหประชาชาติ (UN) Principles for Responsible Investment (PRI) กองทุนบำเหน็จบำนาญข้าราชการ (กบข.) และสมาคมบริษัทจัดการลงทุน

Mr. Cholnatee Sopak Mr. Cholnatee Sopak, at the time of the incident serving as Assistant Managing Director of the Bondholders’ Representative Division and the person responsible for overseeing the

Mr. Yongyuth Ngamkaiwan Mr. Yongyuth Ngamkaiwan, the representative of the planner (TUCC), responsible for the operation of Thai Unique Coil Center Public Company Limited (TUCC), failed to

Mr. Soonthorn Boonnueng Mr. Soonthorn Boonnueng as the Director responsible for the operation of Bill Trade Co.,Ltd operated securities brokerage businesses without proper licenses granted