Capital Market Education Department, Mr. Decha Ngamthanaphaisarn, DPA Executive Vice President, Chief Liquidation Officer, and Ms. Chanthida Puaratanaaroonkorn, BOT Deputy Director of the Financial
The Securities and Exchange Commission (SEC), represented by Mrs. Butree Vangsirirungruang, Director of the Digital Financial Innovation Department, joined a panel discussion on “Promoting the Use
, SEC Secretary-GeneralMrs. Wilailak Chenananporn, (right), Director of Enforcement Department 1 Ms. Aim-on Akkawutikrai, (left), Assistant Director of Enforcement Department 1Mrs. Wilailak Chenananporn
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, in collaboration with the SEC Ambassadors, conducted a series of lectures on financial and
The Securities and Exchange Commission (SEC) organized a financial and investment knowledge-sharing event for staff of the Department of Learning Promotion, Ministry of Education, under the topic
. Wilailak Chenananporn, (right), Director of Enforcement Department 1Ms. Aim-on Akkawutikrai, (left), Assistant Director of Enforcement Department 1Mrs. Wilailak Chenananporn, (right), Director of Enforcement
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
According to the SEC inspection findings, Asia Wealth Securities Company Limited had failed to maintain the minimum net capital (NC) as required by the SEC regulations since 14 November 2022 and
GMO-Z com Securities (Thailand) Public Company Limited GMO-Z com Securities (Thailand) Public Company Limited (“Z com Securities”) failed to maintain its net capital ratio (NCR) in accordance with