market. The consultation paper is available at thaibma.or.th/EN/Rule/PublicHearing/PublicHearing07112024.aspx. Stakeholders and interested parties are welcome to submit comments and suggestions on
emphasized the SEC's primary roles in regulation and development to enhance the competitiveness of businesses and capital market stakeholders, as well as to strengthen trust in the capital market with
?Bangkok, December 18, 2012 ? The SEC is seeking public comment on a draft revision to the rule governing arbitration procedures in order to bring about flexible, complete and appropriate practices
Bangkok, November 16, 2011 ? The Capital Market Supervisory Board has approved a disclosure rule requiring issuers of all types of securities for public offering present a clear and concise factsheet
| - |- Guideline on the commencement for operation of securities / derivatives business | - |- Securities Brokerage (Section 113) | - |- Brokerage of capital market product denominated in foreign currency
responsibility of the organizations concerning derivatives business showing the separation between organizations and personnel whose responsibility or nature of work may cause conflict of interest (b) a guideline
bondholders’ representative appointment agreement. Additionally, bondholders’ representatives can use the appointment agreement as a guideline to enhance the efficiency of their duties, which could
total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise
, particularly during the current escalating trading of securities with a high P/E ratio and under cash balance rule. SEC Secretary-General Vorapol Socatiyanurak said: ?The SEC has urged securities companies to