consultants to the program. Important factors for driving forward the program towards its goals require collaborations from all sectors, in order for this program to develop and to increase the efficiency
compulsory for renewal of approval for investment consultants, investment planners, investment analysts, agricultural commodity trading management officials, fund managers and derivatives investment managers
, more user-friendly format for informing investors of key features, investment policies and associated risks, while giving investment consultants a more convenient tool for giving advice and selling units
opportunities, while ensuring that investors would benefit from having professional investment consultants or investment planners provide securities and derivatives trading services according to investors? pre
., Ltd. but he kept repeating the same mistakes.Investment consultants must keep taped evidence of their investment advice and a client's trading orders when obtaining derivative trading orders from
เปล่ียนแผน กำรลงทุนใหเ้หมำะสมในแต่ละช่วงอำยแุละระดบัควำมเส่ียงท่ียอมรับไดข้องสมำชิก (“good advice”) ทั้งน้ี บริษทัจดักำรสำมำรถน ำเสนอแผนกำรลงทุนสมดุลตำมอำย ุ(“life path”) เป็นหน่ึงใน good choice ได ้ ซ่ึง
/News_Detail.aspx?SECID=7731 ASEAN Capital Markets Regulators Reiterate Strong Path towards Sustainable Capital Markets and Reaffirm Direction to Promote Sustainability, Connectivity and Resilience in the Regional
4 https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7731 ASEAN Capital Markets Regulators Reiterate Strong Path towards Sustainable Capital Markets and Reaffirm Direction to Promote Sustainability
or https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8301 ASEAN Capital Markets Regulators Reiterate Strong Path towards Sustainable Capital Markets and Reaffirm Direction to Promote Sustainability