Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he

Filing of the Registration Statement, Registration, and Other Applications when the application and the evidentiary documentation are accurate and complete in accordance with the Licensing Manual for the

0.20 million baht which gained a short-term loan from a financial institution for the purchase of new land located on Rama 3 road and it has completely paid a return gradually. According to the above

payable under the Loan Agreement. The Company paid completely in the first quarter of 2017. 2 On June 30, 2017, the company has cash balance amount 43.83 Million Baht. There are net cash from operation

the principal payable under the Loan Agreement. The Company paid completely in the first quarter of 2017. 2 On September 30, 2017, the company has cash balance amount 117.32 Million Baht. There are net

investors correctly and completely and without sufficiently notifying or giving information that was important and relevant to investors’ decision making, in contravention of the Notification concerning

the securities trading reports for their customers by using trading order form (Form F8) despite those trading orders were not made in trading room. In addition, they failed to completely record a

{G}, they failed to record some of client trading orders correctly and completely.  In this regard, the SEC revealed their inappropriate actions and recorded such demerits for future reference if

illustrating making trading decision before client acknowledgement. The client then acknowledged the transactions without any objection and made payment completely.  {A}'s actions were deemed using client

connecting transactions or transactions that may have conflicts of interest to ensure that they are accurate, complete and in compliance with rules and regulations of the supervising agencies as well as