, and (5) breach of ethical and professional code of conduct prescribed by the Association of Thai Securities Companies (ASCO)1. The SEC therefore revoked the approval of Auracha as securities investment
The SEC has received excellent results in the CRMS Assessment for the year 2023 from the PACC* in the areas of approval related operation, which demonstrated the SEC’s commitment to driving and
major areas, namely (1) improvement of business operation in such areas as data storage system, management system, custody of clients’ assets and sale promotion advertising, (2) reporting of duty
Under the previous MoU, the UK and the SEC Thailand worked together with the UK providing technical assistance in areas including accounting standards, the development of financial technology
website also provides information on corporate social responsibility and anti-corruption gathered from relevant authorities. Assessments in the said areas both at the country and corporate levels have been
Public Hearing System :: สำนักงานคณะกรรมกำกับหลักทรัพย์และตลาดหลักทรัพย์ แบบสำรวจความคิดเห็น Hearing Home หลักการบริหารกิจการที่ดี (Corporate Governance Code) ข้อมูลทั่วไป ชื่อผู้ตอบ
constituted public frauds contravening Section 343 and 83 of the Penal Code. Furthermore, the operation violated Emergency Decree Governing Fraudulent Borrowing B.E.2547 (2004). The statute of limitations ran
Section 343 and 83 of the Penal Code. Furthermore, the operation violated Emergency Decree Governing Fraudulent Borrowing B.E.2547 (2004). The public prosecutor issued a prosecution order against the
contravening Section 343 and 83 of the Penal Code. Furthermore, the operation violated Emergency Decree Governing Fraudulent Borrowing B.E.2547 (2004). The public prosecutor issued a prosecution order against