” means any mutual fund which https://publish.sec.or.th/nrs/4685pe.doc 7041pe.doc mobile devices are the property of the employees, the intermediary should consider adopting the guidelines in Items (1) - (5
) “Specified property fund” means any mutual fund which https://publish.sec.or.th/nrs/4685pe.doc 7041pe.doc mobile devices are the property of the employees, the intermediary should consider adopting the
notification of the Securities and Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures and methods of
Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures and methods of operation before and after
in the notification of the Securities and Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures
them of clear and specific objectives as well as their rights, namely right to access data, right to rectification, right to restrict data processing, and right to be forgotten. 2. Proper technology must
) communications with clients An intermediary shall pay due regard to the information needs of its clients , and communicate information to them in a way which is clear, not distortion and not misleading; (11
clients An intermediary shall pay due regard to the information needs of its clients, and communicate information to them in a way which is clear, not distortion and not misleading; (11) clients