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& Professional Brokerage Investor Mutual Fund Investor Debenture Investor Digital Asset Investor Investor Dataset UseCase EN TH Home > Intermediaries > Professional Intermediaries and Professionals Figure of

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SEC welcomes administrative case expert officers on study tour to observe organizational management based on governance principles

The Securities and Exchange Commission (SEC) welcomed a group of central and regional administrative case officers, senior professionals, under the Professional Level Administrative Case Officials

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10777

SEC Secretary-General delivers keynote speech on TFPA Wealth Management Forum 2023

®), Associate Financial Planner Thailand (AFPT™), and professionals from the financial service, insurance, and wealth management. The seminar was held in Bangkok on 22 November 2023.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10468

ก.ล.ต. ร่วมงานสัมมนา “Corporate Sustainability and Environmental Rights in Asia Conference” เน้นย้ำบทบาทผลักดันตลาดทุนสู่ความยั่งยืน

ศ. ดร.พรอนงค์ บุษราตระกูล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวปาฐกถาพิเศษในหัวข้อ “The Right to a Clean, Healthy and Sustainable Environment: Redefining

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=11634

SEC, CFA Institute, and CFA Society Thailand jointly develop “Global ESG Disclosure Standards for Investment Products Handbook” in Thai version

Handbook in Thai version. The handbook will not only assist investment professionals in having a guidance for disclosing ESG information for investment products that are in line with the SEC regulations

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11021

SEC Thailand, CFA Institute and CFA Society Thailand co-organize a webinar on guidelines for integrating ESG factors into securities analysis

and Presentation in Analyst Research Reports” for capital market professionals i.e., securities analysts and fund managers. CFA Institute contributes the Guidelines to incorporate ESG factors into their

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9752

SEC Thailand, CFA Institute and CFA Society Thailand co-organize seminars to promote integration of ESG data into investment analysis and advisory processes

consultants with ESG knowledge, ensuring that professionals in the capital market are equipped to perform their roles effectively. This event took place on 4 November 2024 at Sofitel Bangkok Sukhumvit Hotel

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11291

SET, SEC jointly launch Prof. Link digital system, ready for service July 2020

by digitalizing the whole process, which means more efficiency and convenience and less burdens on all parties involved. The platform will also support the development of professionals' potentials for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8176

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