Companies; (2) “securities” means any securities which are not debt instruments or investment units; (3) “securities company” means a company licensed to undertake securities business in the category of
business in the category of investment advisory service; “person with power of management” means a person responsible for a line of work relating to investment advisory service, ranging from the level of the
: Determination of Paid-Up Registered Capital of Securities Company Licensed to Undertake Securities Business in the Category of Private Fund Management dated 18 September 2000. (2) The Notification of the
Securities Business in the Category of Private Fund Management dated 18 September 2000. (2) The Notification of the Securities and Exchange Commission No. KorNor. 26/2545 Re: Determination of Paid-Up
Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management Report/Form (Notification of Securities and Exchange Commission) Documents for the Application
with derivatives business operator in the category of derivatives dealer shall not be deemed as derivatives business operator in the category of derivatives dealer. Clause 3. This Notification shall come
risk_level ระดับความเสี่ยง foreign_risk_level ความเสี่ยงต่างประเทศ aimc_type ประเภทกองทุนตาม AIMC Category objective วัตถุประสงค์การลงทุน mf_invest_flag PVD มีการลงทุนในกองทุนรวมอื่นหรือไม่ new_member_offer
newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions or the failure to