specified types of securities align more closely with the responsibilities of bondholder representative; (2) A funding portal is eligible to act as a bondholder representative but only for the debt
but only for the debt securities for which it is the service provider. This is to support the secured debt crowdfunding; (3) A bondholder representative is required to have a
-2012 SEC Strategic Plan and Implementation Plan for ASEAN Capital Markets Integration driven by ASEAN Capital Markets Forum (ACMF).CIS to be offered to non-retail investor shares similar substances with
or public offering must be in compliance with the SEC regulations. In case of a social enterprise, a waiver of approval application and filing with SEC can only be granted if the offeror is a social
offering must be in compliance with the SEC regulations. In case of a social enterprise, a waiver of approval application and filing with SEC can only be granted if the offeror is a social enterprise
... (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC Thailand cannot undertake
Bangkok, 24 October 2017 ? The SEC has revoked the approval for Mr. Pisist Phong-pheuag, then working for Apple Wealth Securities Public Company Limited, as a capital market investment consultant for
aware of necessity of investment as only 7% of adult population invests in capital market. Accordingly, promoting investment knowledge and understanding as well as suitable investment channels are crucial
Notification of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for