Clause 29; (2) the credit rating has been provided as specifed in Clause 40 with investment grade rating. 13 Clause 28 After the SEC Office receives the application for approval of the offer for sale of

principle amount/ par value per unit/offering price per unit etc. Credit Rating………………………………………………………………….. Financial Adviser……………………………..……………………….…….. Underwriter……………………….…………………………..……….……… Representative

Exchange Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the

Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the audit firm

of Thailand (SEC). I, the leader and authorized director of ……………………………………….……... (name of the audit firm), hereby certify and consent as follows; 1. I certify that the audit firm has audit quality

program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement

Bangkok, 6 September 2016 ? The SEC has filed complaints against Marnfah Group Co., Ltd. and Lederer (Thailand) Co., Ltd. and their respective authorized directors with the Economic Crime Suppression

Bangkok, October 31, 2013 ? The SEC is seeking public comment on revising the rules to exempt independent directors? requirement of licensed derivatives advisors and authorized financial institutions

Mrs. Somruedee Thaiphanit Mrs. Somruedee Thaiphanit, the authorized director who is responsible for the operation of WAS BUSINESS COMPANY LIMITED ("WAS") shall be liable for WAS’s failure

Mr. Sumek Bamrungsuk Mr. Sumek Bamrungsuk, authorized Director, responsible for the operation of L.V. TECHNOLOGY Public Company Limited (“LVT”), shall be liable for LVT delayed to prepare and