. Clause 7 If critical functions are outsourced to service providers, intermediaries shall arrange business continuity plan to covers events of disruption of service providers except where intermediaries
Office. (4) giving advice through any media or at any seminars where the media owners, program owners, columnists, website hosts or seminar organizers arrange for derivatives advisers, being natural
hosts or seminar organizers arrange for derivatives advisers, being natural persons or natural persons approved by the Office and acting under responsibility of derivatives advisory service providers, to
the notification announced by the Department of Business Development according. If the situation is resolved appropriate, the board of directors will arrange for the annual general meeting of
the effective date of the Ministerial Regulation as per (1). Any business operator under (1) and (2) intends to undertake investment advisory services shall arrange to have operation system that prompt
statements and arrange a special audit Bangkok, 6 January 2017 ? The SEC has ordered K.C. Property Public Company Limited (KC) to amend its annual financial statements for the year 2015 and the interim
deadline for KC special audit report 06/01/2017 K.C. PROPERTY PUBLIC COMPANY LIMITED SEC orders KC to amend financial statements and arrange a special audit 29/04/2016 AI ENERGY PUBLIC COMPANY LIMITED SEC
11 March 2024). In the event that any client does not notify his or her intention or claim assets within deadline, Zipmex must arrange for the deposit of the client’s assets in a