Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months

Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended {A} from his duty as the approved securities investment consultant for a month and 10 days

approved the principles for amending the definitions of institutional investors to appropriately encompass capital market business operators and personnel, while also broadening the investment capital

account or submit trading order via the internet with the IP address of securities firm. **Details of sanctions are as follows: 1. Suspended Ashiya Ashiyakul from his duty as the approved capital market

as follows: 1. Suspended {A} from his duty as the approved capital market investment consultant for 11 months. Owing to the fact that the approval period remains until December 31, 2015, the approval

with the Notification of the Securities and Exchange Commission regarding Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop

(1) may be proceeded through a derivatives business operator approved by the SEC or registered with the SEC Office or through a person granted an approval in accordance with the Notification of the

Securities Company   8. Report/Form (Notification of Securities and Exchange Commission) Form 104-5 Form for Changing of Position of Power of Management of Persons Approved by the Office   9. Report/Form

MDE07_2017_7JUly17 (Translation) No.22/2017 July 7, 2017 President The Stock Exchange of Thailand Re: Notification of the Resolution of the Board of Directors’ Meeting No. 7/2017 We, AEON Thana

BS09/2545 (Translation) No.18/2019 July 5, 2019 President The Stock Exchange of Thailand Re: Notification of the Resolution of the Board of Directors’ Meeting No. 8/2019 We, AEON Thana Sinsap