. She expressed gratitude to Mr. Richard McGillivray, Senior Director of Product Advocacy and Education for Asia Pacific at CFA Institute, for his valuable contributions. Mr. McGillivray led

and confidence among Thai and international investors,” she added.   __________________________   

capabilities and fosters economic growth for Thailand,” she added.   ___________________________

role in building public immunity against investment scams through financial education and public consultations to help prevent and contain fraud. She also promoted the SEC Investment Scam Hotline 1207

protection instruments that allow women working in the informal economy to secure benefits as well as increasing the representation of women in the boardroom, politics and policy making” she said.  The

who were her close relatives and friends instead. In so doing, she secretly used her supervisor’s computer to change the names of the persons having the right to such IPO allocation. Consequently, the

that should be suitable for each type of investors. She also mentioned the public hearing process that the SEC is undertaking to enhance regulatory rules and supervision of bond market to protect

positions as specified by Section 89/4 and 89/6 of the SEA. In addition, he or she is deemed possessing prohibited characteristics of personnel in securities and derivatives businesses

Section 241 of the SEA in conjunction with Section 86 of the Penal Code. She agreed to enter the criminal fining process and paid a fine of 333,333.33 baht.  _____________________________ *TIES symbol

securities investment consultant for one month. Having considered that she had already been subject to one-month suspension imposed by her employer, the suspension imposed by the SEC is deemed to have been