enables easy and instant access to a wide variety of investment options, including those innovative ones. In addition, publicity of alerts and warnings to raise awareness and educate people about

no permission from the SEC. There were lots of victim falling into such pitfalls these days. The SEC has issued investor alerts in this matter and further placed emphasis the need for the public to

. Investors are strongly advised to consult the SEC list of licensed and registered intermediaries under the License Check and Investor Alerts banners at www.sec.or.th. Whistleblowers may report clues or

regard, SEC has reviewed regulations on the operation of investment management business as prescribed in two notifications by applying the guidelines of the Regulatory Guillotine scheme to ensure

fund supervisors No. Nor Jor. ( Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the

brokerage, securities dealing or undertaking of investment units All mutual fund supervisors No. Nor Jor.(Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border

fund supervisors No. Nor Jor. ( Wor) 6/ 2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the

Public Company Limited which is offer to sale the debenture ALL242A and ALL252A, failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory

International Securities and Commodities Alerts Network (I-SCAN) ซึ่งมีไว้สำหรับรวบรวมข้อมูลพฤติกรรมที่เข้าข่ายหลอกลวงลงทุน บริษัทที่ไม่ได้รับใบอนุญาต รวมไปถึงการกระทำอื่นใดอันเป็นที่น่าสงสัยจากประเทศสมาชิกในการ

) Asset Management, (4) Digital Assets & Digital Finance, (5) Scam Alerts, and (6) Smart Investors - Tips and Tricks. Moreover, for the first time this year, the SEC will organize an onsite event on