require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was
MD&A seminar on January 30, 2013 at the Ambassador Hotel, Bangkok, with more than 600 participants from listed companies and financial advisors. At the seminar, the SEC executives and a guest speaker
, auditors, financial advisors, and fund managers whose approval expire or will expire from October 26, 2011 to March 31, 2012 are allowed to perform their duty until March 31, 2012. In this regard, the
agents (natural persons); 4. Financial advisors, marketing agents of private funds/credit rating agencies for mutual funds; 5. Supervisors, custodians, marketing agents of private funds/credit rating
ordinary course of business under normal commercial terms. The service provider is an expertise in marketing consultant including customer relationship management system, business related information
commercial terms. The service provider is an expertise in marketing consultant including customer relationship management system, business related information technology and its uses in business management
creation among listed companies. Additionally, the SEC has revised regulations for AMCs managing Thailand ESG Fund, requiring them to optimize their knowledge, capabilities and expertise with due care
liquidator of trust property may delegate some duties, which cannot be carried out by itself to those with expertise, e.g., soliciting and coordinating with REIT asset buyers, preparing financial statements
to showcase the expertise of the industry participants from the respective markets and broaden the opportunity sets for both Hong Kong and Thai investors,” said Mrs. Sally Wong, HKIFA’s Chief