: “securities holder” means any securities holder accepted by the securities registrar. “client” means any securities issuer accepted by the securities registrar. Clause 2. In providing services as securities
complex 2**) and specified a period during which his resubmission for an application for an approval as a capital market business personnel would not be accepted for a period of 10 years, effective from 4
made securities trading decisions on the clients? behalf. The recorded conversation indicated that Ashiya and Onjira specified securities, amount and price for their clients and the clients accepted
conversation indicated that {A} and {B} specified securities, amount and price for their clients and the clients accepted their trading decisions without objection or asking for any information of those
Company have neither ability to manage finished goods (HRC) nor trade negotiation. Due to the Company had no choice but necessary to sell them just for generating income circulating used in the business
, decreasing 15.47% compared to the same period of previous year consisting of the long finished steel production of 5.01 MT, decreasing 11.50% and the flat finished steel production of 2.63 MT, decreasing 22.11
date of the complaint received. And if the derivatives broker has not yet finished its solution to the complaint, a progress report shall be delivered to the Office every thirty days until the
period and other conditions which should be finished by 30 June 2019. 2 On 6 March 2019 the Company has received the notification to subscribe the remaining WCIH shares of 42,882,808 shares at par value of