recognition, the quality of SEC?s auditor supervision has been internationally recognized, as evidenced by acceptance as a member of International Forum of Independent Audit Regulators (IFIAR) in 2010 while
suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client
compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor
was suspended until that date while the rest of suspension period was instead set as the period for acceptance of her re-application for approval as capital market personnel, effective as from April 27
has expanded our reach to Latin America, Brazil, Mexico and Peru, we have studied the new market group in Africa, such as Egypt, Turkey etc. We will try to get the acceptance in our products from major
raising approval under Royal Decree on Digital Asset Businesses B.E. 2561 (2018) SEC Secretary-General Ruenvadee Suwanmongkol said “after the royal decree on digital asset businesses, B.E. 2561 came into
foreign investment allotment for Digital Asset Fund Manager. https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=854 SEC opens consultation clinic for business operations and fund raising approval under