https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10423 SEC opens for public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to
amended for effective supervision on innovative products and transactions. Supervisory efficiency with regard to issuance quality, information disclosure, and sales of investment products will also be
capital market as a fund raising channel with competitive cost for businesses and foster the Thai capital market as a regional financial connector for fund raising and investment. Vorapol Socatiyanurak, SEC
authorities, as well as with online platform providers that are often used as channels for investment scams. In this regard, Thailand was noted to have achieved a relatively advanced level of cooperation with
The Securities and Exchange Commission (SEC) organized a dynamic training program to enhance essential knowledge and investment insights for financial trainers. SEC Secretary-General Pornanong
(Thai/English), date of birth, citizenship, sex, marital status, father’s name,/mother’s name, (former) titles, (former) surnames, name of spouse, IP numbers, behavior for visit to the website of the SEC
planner** for three months and 22 days, effective from 22 April 2019.The SEC strongly advises investors against allowing investment consultants to make securities trading decisions on their behalf
ส่าคัญ (investor centric advice & investment solutions) เพ่ือรองรับเป้าหมายทางการเงินระยะยาว (long-term financial well being) ส่านักงานเห็นควรก่าหนดแนวทางการก่ากับดูแล ดังนี้ 3.1 กระบวนการการให้บริการ
supervision of policies of the applicant; (b) work related to control, supervision and management of business units concerning investment advice, investment planning, analysis of investment or products in the
, control and supervision of policies of the applicant; (b) work related to control, supervision and management of business units concerning investment advice, investment planning, analysis of investment or