56-1 together with company financial statements, while the results of CG Watch 2012 survey organized by the Asian Corporate Governance Association and CLSA Asia-Pacific Markets indicated that

?s finding that he had made audit mistakes and failed to comply with the auditing standards in performing the audit of financial statements of public limited companies applying for public offering of

another to falsify documents and make false entries of revenues from sales in SINGHA?s 2007 financial statements in a total amount of 543.3 million baht or 47.3 percent of the total of goods sold. This

inspection findings related to the audits of public companies around the world. The findings in the audits on major financial institutions were also forwarded to the Financial Stability Board (FSB) as

Bangkok, October 31, 2013 ? The SEC is seeking public comment on revising the rules to exempt independent directors? requirement of licensed derivatives advisors and authorized financial institutions

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

Mr. Dominic Der Kevorkian Mr. Dominic Der Kevorkian, as managing director responsible for the operation of K-TECH Construction PLC (KTECH), failed to supervise KTECH to submit the financial

financial statements for the six-month period ended June 30, 2009 to the SEC and the SET within specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the offender

, and helping with related financial transactions. The Appeal Court dismissed the case. SEC Act S.243(1)(2) in conjunction with 244 and Section 86 of the Penal Code Criminal Complaint Filed with an

The Royal Ceramic Industry PLC (RCI) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders, and helping with related financial transactions. The Appeal Court