categorized by issues 2022 3 Action on financial statements of listed companies 2022 4 Action on approved persons 2022 5 Aggregate complaints data 2022 6 Investigations classified by types of offences
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Business Operators Fund Registered Person Trustee Digital Asset
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Business Operators Fund Registered Person Trustee Digital Asset
the committee to review the work of financial advisers. Moreover, in considering material facts regarding the contravention of laws, rules, and regulations, the SEC https://www.sec.or.th/EN/Documents
that the auditor could not reach a conclusion on the valuation report of PACE’s equity investments in Pace One and Pace Three, conducted by an independent financial advisor, regarding the estimation of
คณะวิทยาศาสตร์และเทคโนโลยี มหาวิทยาลัยธรรมศาสตร์ ในโอกาสเข้าศึกษาดูงาน และรับฟังบรรยายในหัวข้อ “การเงินการลงทุนสไตล์คนรุ่นใหม่” (Financial & Investment Active Learning) เพื่อเพิ่มพูนความรู้และประสบการณ์
representatives at the event. On this occasion, the SEC also made a financial contribution to the Christian Foundation for the Blind in Thailand under the Patronage of His Majesty the King, Bandek Ramindra School
practical challenges, providing valuable insights for auditors to apply in their financial audits of IPO and listed companies. The event was held at the TFAC Building on 12 January 2024.
Financial Institutions: Key Opportunities and Challenges Seminar organized by Fair Finance Thailand. During the event, Ms. Kultangwatana joined the discussion on the topic, "Thai Banks and Human Rights
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with the SEC executives, welcomed Mr. Horimoto Yoshio, Vice Commissioner of the Financial