capital market business under the 3rd category of Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel of Business Operators dated
. 2546 (2003) and liable to punishments under Section 125 of the said Act, namely up to three years? imprisonment or up to 300,000 baht fine or both, and a daily fine of 10,000 baht throughout the period
Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not exceeding three years or a fine not exceeding three hundred thousand baht or both and a further
the said rule will hinder the conversion of Type 1 property fund into REITs. Under the one trust manager-one REIT rule, a trust manager is not allowed to establish a new REIT to invest in an asset type
: Clauses 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 and prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification
characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel of Business
futures exchange, the SEC will include agricultural commodities under the Derivatives Act B.E. 2546 (2003) and allow TFEX to issue and providing trading venue for agricultural commodities futures. Trading
Investment and Giving Investment Advice dated January 18, 2012 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market