capital markets accepted by the Office on the renewal application date and attending at least three hours of training on rules, regulations, code of ethics or relevant laws during the past two calendar

-related subjects and (2) rules, regulations, code of ethics or relevant laws. 1.3 Duration of activities At least 15 hours of participation in relevant activities during the past two calendar years prior to

connect all stakeholders, regulations regarding the data exchanging, and the most important is dataset that would be exchanged under said infrastructure.” SEC Secretary-General Ruenvadee said.SEC

The Securities and Exchange Commission (SEC) invites public comments on proposed amendments to the regulations governing the reporting of initial public offering shares (IPO shares) results. These

and Exchange Act (No. 4) B.E. 2551 (2008), hereby issues the following regulations: Clause 1. The provision of Clause 1 of the notifications of the Capital Market Supervisory Board No.Tor.Thor. 1/2551

Approval to Foreign Auditors (No.2) dated 10 July 2015. 4 (1) being a qualified auditor, by foreign laws or regulations, to audit the financial statements of a company whose securities are traded on the main

shall first establish measures for risk management which cover at least the following: 7 (1) laws or regulations that allow for provision of tiered participation arrangements and protection of

with relevant laws and regulations. **Details of sanctions are as follows:1. Suspended {A} from his duty as the approved securities investment consultant for 3 months, effective from July 3, 2015. 2

aforementioned MoU between both governments. 2. Scope of Agreement under HK-TH MRF MoU HK-TH MRF MoU specifies the scope of agreement between SFC and SEC concerning mutual recognition of laws and regulations and

. 2. Scope of Agreement under HK-TH MRF MoU HK-TH MRF MoU specifies the scope of agreement between SFC and SEC concerning mutual recognition of laws and regulations and the scope of cooperation to