, 2016.In the case of Panita, she committed wrongful acts against clients? assets by using the client?s trading account to trade securities for her own personal gains or others? and making investment
the product and receive sufficient information before making investment decision. Intermediaries must comply with know your customer/client due diligent rule and request investors to take suitability
written investment governance policy, (4) making informed investment decisions and monitoring investee companies regularly, (5) escalating monitoring of and engagement with the investee companies in case of
Book Methodology. GJS offering price of B0.27 per share is deemed a fair price.The aforesaid information is significant to shareholders? decision making on whether to approve GSTEEL to enter into such
. Investment limit in sukuk and Islamic deposit will be similar to that in debt instrument and deposit of financial institution. Prior to making investment, the management company must prudently consider risks
.?Sombat Narawutthichai, GPF Secretary General said that ?GPF takes cautious approach and considers all aspects in making investments. Other than investment return for members, GPF places high attention on
where investors and other stakeholders are making more demands on financial reporting.AOB Executive Chairman Mr Nik Mohd Hasyudeen Yusoff said ?The expanded auditor?s report is envisaged to create more
making as well as supporting fund supermarket to make available more distribution channels.The SEC provides full support and wishes to see continuous development in Thailand asset management industry to
client. From records of investment advice, trade order instructions and confirmations between {G} and the client after the incident, she admitted making securities buying decision on behalf of client and