intermediary shall conspicuously announce the names of the persons under Clause 8(1), (2), (3) and (4) at its every office, and also disclose those names on its website. In case of changing the names of persons
client to acknowledge the result of the client ’s categorization, rights, restrictions and risk level, including right to request for changing categorization to be treated as retail investor. Clause 34 For
names of the persons under Clause 8(1), (2), (3) and (4) at its every office, and also disclose those names on its website. In case of changing the names of persons on the displayed list, the intermediary
, for example, efficient records of conversations while providing advice and accepting trading orders which prevents eliminating, adding, editing or changing of the content of the conversations, etc.; (3
or changing of the content of the conversations, etc.; (3) an efficient system for receiving and executing trading orders; 17 (4) an internal audit and control system for accepting trading orders
) at its every office, and also disclose those names on its website. In case of changing the names of persons on the displayed list, the intermediary shall update the list within 14 days as from the date
) สัดส่วนสินเช่ือที่ไม่ก่อให้เกิดรายได ้ (NPL Ratio) (ร้อยละ) เงินให้สินเช่ือที่ไม่ก่อให้เกิดรายได ้* 100 / เงินให้ สินเช่ือรวม (6) ค่าเผ่ือหน้ีสงสัยจะสูญต่อสินเช่ือรวม (allowance for doubtful account to
รายได ้* 100 / เงินให้ สินเช่ือรวม (6) ค่าเผ่ือหน้ีสงสัยจะสูญต่อสินเช่ือรวม (allowance for doubtful account to total receivables ratio) (ร้อยละ) ค่าเผ่ือหน้ีสงสัยจะสูญ * 100 / เงินให้สินเช่ือรวม (7