suitability test before letting clients make an investment, as specified by the SEC regulation. ?Our mission is to protect investors as well as facilitate fundraising for business sectors and develop financial
. Accordingly, Mr. Khanist shall be liable to the civil sanctions specified for NEX as well. 06/05/2025 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
specified period. On February 15, 2010, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 60,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a
SEC and the SET within the specified period. The Bangkok South Criminal Court sentenced the accused to pay a total fine of Baht 337,000 and a further fine of Baht 200 each day starting from the next day
for the year 2012 (Form 56-1) to the SEC and the SET within the specified period. On March 26, 2014, the Bangkok South Criminal Court ruled against the accused for violating Section 56 and Section 274
for the year 2013 (Form 56-1, 2013) to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 201,200 and a further fine of Baht 400 each
financial statements for the year 2013, and (2) the annual registration statement for the year 2013 (Form 56-1, 2013) to the SEC and the SET within the specified period. The Criminal Court sentenced the
the year 2013 (Form 56-1, 2013) to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 237,000 and a further fine of Baht 300 each day
SMC Power Public Company Limited SMC Power Public Company Limited failed to prepare and submit the annual report for the year 2013 (Form 56-2, 2013) to the SEC and the SET within the specified period