welcomed to submit draft documentation for the establishment of Thailand ESG Fund in advance for the SEC’s consideration. This aims to facilitate the companies’ preparation for prompt offering of the Fund

with the government to advance the course of development, and businesses are encouraged to invest in community, technology, innovation and finance sustainably.”  Dr. Kobsak Pootrakool, Deputy

account of the business operator and not to the IC’s personal account and should not put into the IC’s keeping important investment documents, e.g., an order form signed in advance. In case of any

for intermediaries or their employees to use advance information on clients? trading orders of securities or derivatives to execute their own orders before clients? (front running), or disclose such

carefully before making an investment decision. In any case, the execution of a unit buy/sell transaction by any person other than the account owner must be authorized in writing in advance

:     Proactive: forward-thinking and acting in advance in anticipation of possible challenges while being a firm and fair regulator as well as a friendly and visionary partner to all sectors, and initiating

working groups will be established to monitor and continuously advance the measures to accelerate tangible short-term results. Concurrently, in the next phase, the SEC will proceed with developing other

transmitting financial and investment knowledge, thereby inspiring various sectors to collectively advance Thai society toward long‑term financial security. Activities under the Project will be mobilized and

to make the management that are entrusted for the management of investments work on the basis of integrity and prudence with knowledge and expertise of the professional to ensure the full protection of

are entrusted for the management of investments work on the basis of integrity and prudence with knowledge and expertise of the professional to ensure the full protection of investors’ interest as well