, the SEC suspended {A} for two months and {C} for one month from duty as an approved securities investment consultant. For {B} with his previous demerit record, the SEC suspended him from duty as an

suspended {A} from duty as an approved capital market investment consultant for a period of one year.In case of {B}, the SEC received a report from a securities company that she failed to record her two

, 2012.  In this regard, the SEC suspended her from duty as an approved capital market investment consultant for a period of five months. Taking into account that she has already been suspended for two

violation of the rules. The SEC therefore suspended them from duty as approved investment consultants for one month. The aforesaid misconduct is in violation of Clause 20(3) of the Notification of Capital

*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for 2 months. Having considered that {A} had already been suspended by her employer for a month, the

to pass the test on basic knowledge, rules and regulations and knowledge on specific product which investor contact intends to be a seller. If intending to expand scope of duty to additional product

affix signature in giving opinions on the auditing of the following businesses: (1) a company applying for an offer for sale of newly issued securities; (2) an issuing company having the duty to prepare

เลขาธิการ สผ. บรรยายเกี่ยวกับทิศทางนโยบายของประเทศและมาตรฐานสากลด้านความหลากหลายทางชีวภาพนางสาวพรฤทัย โชติวิจิตร Monitoring, Evaluation, Accountability, and Learning Officer/Biodiversity and Business

. ที่ได้รับรางวัลชมเชยองค์กรโปร่งใสต่อเนื่องเป็นปีที่ 2”สำหรับเกณฑ์การพิจารณารางวัล ประกอบด้วย 4 หมวด ได้แก่ (1) องค์กรมีความพร้อมรับผิดชอบ (Accountability) ต่อผู้รับบริการ ผู้มีส่วนได้ส่วนเสีย สังคมและ

today?s global and highly interconnected world of business and finance, creating the right environment of trust and accountability, is something that we need to do together," said Mats Isaksson, OECD Head