example, they must ask the clients to do suitability test before giving advice. In this regard, the SEC updated the progress of upcoming regulations on Basel III additional tier 1 and tier 2 instruments
opportunities at ASEAN capital market regulators. The ACMF welcomed the progress of the framework for cross-border offering of ASEAN collective investment schemes, noting that 13 funds have been recognised by
ACMF has made yet another big progress today.? The SEC Thailand is delighted to be able to be among the first three jurisdictions that sign this MOU.? This indicates our determination to bring efficiency
progress of the legal proceedings and cooperate fully with relevant agencies to support legal enforcement under the Emergency Decree after the criminal complaint has been filed. The SEC urges the public
actions involving assets related to illegal acts that have been seized and frozen by the Anti-Money Laundering Office (AMLO), with a total value exceeding THB 20 billion. Progress in these cases was
adjudication by the court of justice, respectively. In this regard, the SEC will monitor the progress of the legal proceedings and cooperate fully with relevant agencies to support legal enforcement under the
services to clients with details covering the operation specified in Clause 5; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuing
with details covering the operation specified in Clause 5; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuing basis; (e) having
communicating and providing services to clients with details covering the operation specified in Clause 4; (d) having a plan to report the results of the experiment and progress of service provision to the SEC