damage client's assets. In case of {C}, the SEC received a report from securities company that had disciplined {C} after findings indicated that he had sent inappropriate trading orders in a manner that
system to reduce the use of electricity from the electricity and the company will charge electricity according to the amount of electricity saved. After the contract ends, the company will transfer
No. TorThor. 8/2551 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing Branch Offices of Securities Company dated 2 April 2008; (2) Notification of the Capital
Securities Company dated 2 April 2008; (2) Notification of the Capital Market Supervisory Board No. TorThor. 45/2553 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing
Capital Market Supervisory Board No. TorThor. 8/2551 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing Branch Offices of Securities Company dated 2 April 2008; (2
qualified opinion in relation to the construction cost reports for construction contracts not prepared in accordance with its accounting policy. Besides, the accounting system and internal controls regarding
director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level in matters stipulated in sub-paragraph (1) so
exemption from the requirement of independent director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level