, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system for analyzing, reviewing and monitoring the quality of securities. SEC Act S.117

the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.Section 57(6) Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 88/2025

, to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC Act S.Section 57(6) Settlement Committee Meeting No. 6/2025 Settlement Committee Order No. 93

holders, on investment decisions, or on changes in the price of the company’s securities within the specified period. SEC Act S.Section 57(6) Settlement Committee Meeting No. 8/2025 Settlement Committee

them. DAB Act S.30 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 15/2025 Dated 22/09/2025

SEC office. DAB Act S.30 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 13/2025 Dated 22/09/2025

rules governing trading by executives and employees. SEC Act S.113 Settlement Committee Meeting No. 10/2025 Settlement Committee Order No. 145/2025 Dated 15/12/2025

”) to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. SEC Act S.56(3)(4) Settlement Committee Meeting No. 1

procedures as specified in the notification of the Capital Market Supervisory Board by failing to have a sufficient and effective system for executing securities transactions for the mutual fund. SEC Act S

. SEC Act S.56(2)(4) Settlement Committee Meeting No. 2/2026 Settlement Committee Order No. 37/2026 Dated 18/02/2026