investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to the Ministerial Regulation
asset business operators who submit their requests to SEC within https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8536 SEC Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset
strengthen supervision of listed companies, as proposed by the SET. The SEC also gives emphasis to effective enforcement, ensuring that wrongdoers in all cases, without exception, are subject to legal
turning point for widespread use of cryptocurrency. Related state agencies must follow Libra’s progress with close discussion to assess impacts and proper supervision. On the private-sector front, how
COVID-19 crisis, (2) To create capital market accessibility for both investment and fundraising to alleviate national inequality, (3) To enhance market confidence and competitiveness, (4) To develop
efficiency and facilitate fundraising and investment activities in order to create long term well-being for Thais.SEC Secretary-General Rapee Sucharitakul said: ?We have achieved the intended outcome for 2018
quality in the Thai capital market in line with international standards to increase transparency in auditor supervision and trustworthiness of listed companies? financial reporting. In term of international
supervision (i.e., listed companies, brokers, dealers, asset management companies and collective investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993
(license migration) (1) กรณี IC ตลำดทุน/ IC หลักทรัพย์ และผู้วำงแผนกำรลงทุน (investment planner : IP) เมื่อปรับโครงสร้างใหม่แล้ว (ประกาศมีผลใช้บังคับ) ให้บุคลากรกลุ่มนี้สามารถปฏิบัติ หน้าที่ต่อไปได้ แต่ต้อง