time they open a new account. The single form helps to solve such issue. In addition, investors may request the current service provider who has a compatible system to send the account opening

ready for retrieval upon the SEC’s request, and (3) cancellation of reports that are no longer necessary. Under the current regulations, only 33 reports can be submitted via electronic means. After the

. The current rules require both the issuers as well as all affiliates that engage in the main business of a group of companies to meet the qualifications and disclose information in the Filing Form

regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.In this regard

variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an

before voting at the shareholders’ meeting. In addition, due to the current COVID-19 pandemic crisis, the shareholders may consider proxy voting by an independent director in lieu of attending the

of Contract for Difference (CFD) with several underlyings such as gold, crude oil and stock index. This is a speculation for the difference between the current value of an the underlyings  without

Securities Commission of Malaysia is the current ACMF’s Chair and Thailand SEC will be the next. For more information about ACMF, please visit the website: www.theacmf.org.

specified conditions, such as qualifications and disqualifications, more flexible approval process, including rules on performance of services similarly to the current rules on oversight of investment

court will judge the case accordingly.  Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant