untrustworthy characteristics of directors or executives under Clause 5(2), in conjunction with 6(3) of the SEC Notification No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company
or derivatives for a period of 14 months each and are barred from serving as directors or executives in any securities issuing companies or securities companies for a period of 28 months each. Three
media, it has been observed that the majority involve covertly using the SEC name and logo and the images of the SEC executives, relevant agencies and companies, and reputable individuals in the
advertising billboards is operated without permit under the Building Control Act B.E. 2522 (1979). In addition, Hello LED executives are unable to confirm the exact number of billboards having proper permit
, further action shall be taken in due course. In the case of (2) Pranay, (3) Manish, (5) Amit, (6) Supritha, and (7) Anurag, who are currently directors and executives, they must vacate the positions as
DSI for its consideration to take further legal action. The allegation shows that the accused are considered to be untrustworthy to perform duties as directors and executives of a securities issuing
implementation with company boards of directors, executives and major shareholders. Institutional investors will be a key driver to promote such implementation, while supervision of financial advisors will be
Securities and Exchange Commission Re: Determination of Additional Determination of Types of Juristic Person Classified as Institutional Investor; (3) derivatives fund managers; and (4) derivatives advisors
Securities and Exchange Commission Re: Determination of Additional Determination of Types of Juristic Person Classified as Institutional Investor; (3) derivatives fund managers; and (4) derivatives advisors
managers in accordance with forms and procedures provided in the electronic system in the web site of the Office: (1) report on appointment of fund managers which shall be submitted prior to the appointment