any offenders refuse to give consent to the sanctions, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil
are expected to support investors in Thailand ESG Fund by allowing them to deduct their investment amounts for tax purposes, up to a maximum of 30 percent of assessable income, specifically not
for the civil sanctions, the SEC will notify the public prosecutor in writing for filing the case with the Civil Court to seek a civil sanction with a maximum penalty as prescribed by law which shall
with the Civil Court to seek a civil sanction with a maximum penalty as prescribed by law which shall not be lower than the penalties specified by the Civil Sanction Committee. In all cases, the civil
the maximum punishment of imprisonment exceeding three years upwards, but not more than ten years.
maximum returns and managing investment risks. The I Code aims to build institutional investors? long-term credibility, and protect the best interest of asset owners and the capital market at large.As
. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for
lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than that specified by the CSC. In all cases, the civil penalties and the compensations for the
กำหนดอัตราค่าธรรมเนียมสูงสุด (maximum management fee) ได้เหมือนเดิม แต่ต้องมีความเหมาะสมกับอัตราค่าธรรมเนียมพื้นฐาน (base management fee) เพื่อสร้างสมดุลระหว่างความยืดหยุ่นของ บลจ. และการคุ้มครองผู้
ข้อ 4(1) (2) (3) หรือ (4) ให้บริษัทจัดการแสดงข้อมูล ฐานะการลงทุนสูงสุด (maximum limit) ไว้ในรายการนโยบายการลงทุนของกองทุนรวมดังกล่าวในหนังสือชี้ชวนส่วนข้อมูลกองทุนรวมด้วย ข้อ 6