securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of interest and leaking of

broker investing in securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of

acceptable to the Office. Clause 2. The derivatives broker investing in securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk

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overseas subsidiaries’ capital structure”). The resolutions relating thereto are set out below: 2.1. Approve CHHK, a wholly owned subsidiary of CBG, to increase capital by the principal sum equivalent to the

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