creating too much burden for stakeholders   Major issues are as follows:- To apply  rules regarding  preparation and disclosure of financial statements, currently applying only on the lastest annual and

to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules permitting securities brokers or investment advisors to promulgate research analysis. The promulgation

SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai

scope of operation of foreign representative branches of Thai business operators and apply the rules of the regulators of such foreign representative branches instead, (3) allow more flexibility on

rules;  (3) Advertising, persuading or acting in any other manners to support the deposit taking and lending services under (1) and (2) of other service providers.  The consultation paper is available at

proportion in core business from the minimum of 75% of the total number of voting rights to that of 50%, strengthening investor protection by revising rules on holding company?s investment structure to ensure

provide investors with more variety of investment alternatives and increase experiences in overseas investment while the service provider is required to comply with rules and practices prescribed by the

, rules and regulations. The SEC therefore put him on probation, under the Point System, by recording and accumulating his demerits with four demerit points. The demerits will stay on the record for three

and fund supervisor as well as investment requirements.   The offering of ASEAN CIS will be made through securities companies in Thailand and in compliance with disclosure rules comparable to the

information on related party transaction in the registration statement and thus mislead investors. Besides, they did not advise the applicant in order to comply with relevant rules and regulations, particularly