on scope of audit imposed by the companies’ managements. AIE and AI must submit to the SEC and publicly disclose the rectified and audited 2014 financial statements by May 27, 2015. AIE was also
: * Notification of the Capital Market Supervisory Board No. Tor Thor. 29/2567 Re: Rules and Periods for Report Submission of Securities Companies, dated 6 September 2024: https://publish.sec.or.th/nrs/10382p_r.pdf
STARK case, as well as measures to enhance the attractiveness of the stock market. Additionally, the Prime Minister has emphasized strict enforcement against listed companies that fail to comply with
transactions constitute assistance to companies in the CPAXT group and if so, how, etc. CPAXT must disclose such clarifications through the Electronic Listed Company Information Transmission System (SETLink
), co-hosted a seminar titled "Elevating Biodiversity Literacy and Awareness." The event aimed to enhance understanding and awareness among listed companies regarding the significance of integrated
positions at securities issuing companies or securities companies, with the maximum applicable statutory penalties. Furthermore, the SEC has reported the proceedings in this case to the Anti-Money Laundering
event was attended by 460 participants from 160 organizations, including securities companies, asset management companies, mutual fund brokerage firms, investment advisory firms, derivatives business
Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, the Thai Investors Association, the Investment Banking Club and representatives of the holders of
could be permitted. In this regard, SEC will arrange a meeting among Thai asset management companies, SFC, the Financial Services & the Treasury Bureau, the Hong Kong Monetary Authority and Hong Kong
funds to be exempted if asset management companies comply with all obligations, such as widely allocating investment units to the general public, managing liquidity effectively and having measures to