SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC Board Meeting No. 6/2562 has approved the restructuring of the SEC organization at the-line-of-command level, the rearrangement of the
applicants asking to become digital token and cryptocurrency advisers will be set at 15,000 baht each, and license fees for digital token and cryptocurrency fund managers will be 500,000 baht each. SEC
protection mechanisms for debenture holders and bondholders. Principles of the proposed amendment are as follows: (1) repeals requirement on minimum face value of debentures (currently set at 100 Baht per
The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside
, hold a holding a hearing to seek comments from public, and related private and public sectors on 22 October 2020 from 2:00 p.m. - 4:30 p.m. at SEC office. Interested parties can reserve seats at 0
investment unit brokerage to maintain ongoing capital at a ratio appropriate for their business and in line with international standards. In addition, the new rules would enhance business continuity while
asset business operators are required to hold net capital at an amount of no less than “minimum capital” based on value of custody of clients’ assets. This move aims to cope with damages if cyber
website at www.sec.or.th/hearing. The public can also express their concerns and comments on the website, or via fax at 0-2263-6072, or e-mail at sumitra@sec.or.th. The hearing ends on 31 October 2019.
September 5, 2023 with the aim at boosting the expansion of mutual fund investor base through the increase of investment knowledge and promoting mutual funds as an attractive savings option at the "Mutual
related companies at the upcoming shareholders? meeting on September 25, 2014. Earlier, ADAM announced to seek shareholders? approval on 9.46 million baht disposal of assets of its subsidiaries, affiliates