Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
standard เผยแพร่เม่ือวนัที ่26 กรกฎาคม 2561 ส ำนกังำนไดจ้ดัท ำเอกสำรฉบบัน้ีเพื่อรับฟังควำมคิดเห็นจำกผูเ้ก่ียวขอ้ง ท่ำนสำมำรถ download เอกสำรเผยแพร่ฉบบัน้ีไดจ้ำก www.sec.or.th ท่ำนสำมำรถส่งควำมเห็นหรือขอ้เสนอ
e-service Online Submission See canceled document IP/FG >> Appoint/Approval/Code of conducts and Standard Practices Type Title Section See Document Status Notified Date Effective Date 1. Act
) ................................................................................................................................................................. As the user of Company Account with the power and duty related to electronic submission of information to the SEC Office in accordance with the SEC Office’s Standard Procedures for Electronic
plain vanilla instruments. Concurrently, the SEC is proposing to amend the regulations concerning the process for revising the use of proceeds in accordance with the standard terms and conditions** and
Reduction Program* or other internationally recognized verified carbon standard programs; (2) The revenue shall mainly come from selling carbon credits; (3) The appraisal of invested assets shall be
postponement, or is in default, as the case may be; 2) To require the preparation of financial statements in accordance with the Thai Financial Reporting Standard for Publicly Accountable Entities (PAE) in
) Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 10/2567 Re: Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct (No. 7), dated 22 April
proceeds in accordance with the standard terms and conditions** and revising the criteria for considering the qualifications of bond issuers with a record of using the funds for a wrong purpose. The