financial statements of the group of offerors for the CPT shareholders immediately after the submission of the tender offer to the Office of the Securities and Exchange Commission, and by failing to ensure
changes to such holdings (Form 59) within Aug 16, 2022 and Nov 29, 2023. However, Mr. Santi prepared and disclosed the report (Form 59) to the SEC office on November 29, 2023 which means Mr. Santi failed to
Report) for the period from January 18, 2025 to April 6, 2025 to the SEC office later than the specified period. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 1/2026 Settlement
, 2025 to May 23, 2025 to the SEC office later than the specified period. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 1/2026 Dated 20/01
, 2025 to the SEC office later than the specified period. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 3/2026 Dated 20/01/2026
SEC office between July 15, 2021 and December 20, 2024, later than the specified period. SEC Act S.59 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 6/2026 Dated 20/01/2026
failure to maintain net capital (NC) together with the reasons of such incident to the SEC office within the period specified in the notification of the Securities and Exchange Commission. DAB Act S.94
total amount of securities held (Form 246-2) and the statement of intent to make a tender offer (Form 247-3) to the Office of the Securities and Exchange Commission later than the specified period, which
offer in Form 247-3 and the offer document in Form 247-4 to the SEC Office within the period prescribed by the Securities and Exchange Commission. Subsequently, Mr. Parkin reduced his shareholding to
securities and the changes to such holdings (Form 59) within 9 September 2021. However, Mr. Tradsin prepared and disclosed the report (Form 59) to the SEC office on 10 September 2021 which is later than the