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purchases an investment unit of the mutual fund under management of the mutual fund management company.” Clause 2. The provision in Clause 14 of the Notification of the Office of the Securities and Exchange
in which any related person purchases an investment units of the mutual fund under management of the mutual fund management company.” Clause 2. The provision in Clause 14 of the Notification of the
The Board of Directors’ Meeting of Vinythai Public Company Limited (“Vinythai”) No. 7/2017, held on 30 November 2017, at 13.30 hours, at Ratchaphruek Room, Vinythai Public Company Limited, 18th Floor
include (1) bills of exchange and promissory notes payable or issued by a company and given to the creditor or the buyer as evidence of rights under the bills. Additionally, such bills must be accompanied
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
inappropriate behavior of {B}, an investment consultant of another securities company. Following a customer complaint against {A}, the SEC probed into the case and found that she had sold four securities of the
December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine
Acquisition or Disposition Notification as the highest comparative value of the transaction size is higher than 15% but lower than 50%. Accordingly, the Company is required to disclose the details of the