information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
2011, (3) the annual registration statement for the year 2011, and (4) the financial statements to six-month period ended June 30, 2012 to the SEC and the SET within the specified period. SEC Act
public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the statute of limitations ran out. SEC Act S.56 and 199 Criminal Complaint Filed
period ended June 30, 2013 to the SEC and the SET within the specified period. A statute of limitations ran out during consideration of inquiry offercial. SEC Act S.300 Criminal Complaint Filed with an
. SEC Act S.315 Criminal Complaint Filed with an Inquiry Official Dated 16/01/2014
public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the statute of limitations ran out. SEC Act S.199 in conjunction with 56(3
and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 15/01/2015
out. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 05/02/2015