remediation plan to prevent recurrence of similar incidents. In any case, the detected deficiencies will be considered in detail when the SEC reviews KPMG’s audit quality control system
Fund Approval and Management System (“OFAM”). In addition, the amendment would expand channels for announcement of dividend payment such as websites of asset management companies. The paperless
awareness of the importance of cybersecurity plan, work system stability and data protection. Co-organized by the SEC and the regulated entities, the cyber drill activities were conducted by experts from the
of costs in development and maintenance of the licensed entity’s own platform.(3) Encouraging on drafting data exchange regulations between licensed entities, as well as developing the system
: (1) 100 million baht for undertaking securities business with the obligation towards clearing and settlement system; (2) 25 million baht for undertaking securities
System within 30 days.
principles of technology usage;(3) Allow fund managers or securities analysts to participate in fintech development/application processes;(4) Have a control and inspection system for algorithm
period where dividend to be paid is lower than 0.25 baht per unit. In addition, to prevent any impact? from the revision, the SEC will allow asset management company to prepare the operating system and
the clarification through the SET Electronic Information System within seven days. SEC Secretary-General Rapee Sucharitakul said: "Managing timely debt repayment is a serious matter. Earlier this year
special audit report and disclose the information promptly through the SET Electronic Information System because the audit issues could affect the accuracy of the financial statements and could widely