: 1. I/We am/are under supervision of Home Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which
trusted and secure system within 30 days from the deadline under (1) and must report each procedural step of its action for the SEC’s information without delay. (2) By virtue of Section 35
results were disclosed to the public (via SET) on 26 February 2019 at 8.49 hrs.The action of Pasita, Rewadee and Ariya in this case was deemed a sale of TRC shares while knowing or possessing the company’s
Bangkok, 27 June 2019 – This is in reference to the SEC Office’s order imposed by virtue of Section 58(1) of the Securities and Exchange Act, for Energy Earth Public Company Limited (EARTH) to
Bangkok, 16 September 2016 ? The National Legislative Assembly has approved the new amendments to the Securities and Exchange Act (SEA), which aim to enhance enforcement efficiency by amending the
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ผสานความร่วมมือกับ Asia Investor Group on Climate Change (AIGCC) จัดงานอบรมออนไลน์ในหัวข้อ “Developing a Climate Action Transition Plan
Kultangwatana, Director of the Sustainable Development Department, represented the SEC in a panel discussion on the topic "From Commitment to Action: Learning from Perspectives of Various Sectors.” She
(ก.ล.ต.) ในงานการประชุมภาคีการขับเคลื่อนการปฏิบัติงานด้านการเปลี่ยนแปลงสภาพภูมิอากาศของไทย (Thailand Climate Action Conference: TCAC) โดยมีนางสาวอาชินี ปัทมะสุคนธ์ ผู้ช่วยเลขาธิการ ก.ล.ต. ให้การต้อนรับ ณ
client and acted irresponsible for the consequence of her action. The SEC probed into the case and found that {A} had made trading decision for such client in a manner that executing orders prior informing
Bangkok, August 29, 2014 ? SEC supports commercial banks to emphasize on social responsibility and join Collective Action Coalition (CAC) by aiming to obtain the CAC certifications by 2015.Chalee