Securities Public Co., Ltd. (currently renamed as Beyond Securities Public Company Limited) with the authority to place orders in the trading accounts of private fund clients, executed trading orders of FVC
work system that prevents the use of client assets in the company’s custody to engage in any activities or seek benefits, regardless of the means. This includes putting in place separate accounts for
trading accounts, during 12 December 2018 and 25 February 2019, in a different manner from their normal practice, and had avoided losses from a decline in TRC share prices before its 2018 net loss operating
personal relationships and/or connections in relation to placing, knowing about or colluding to place trading orders and/or allowing other persons to use securities trading accounts had placed SCN share
the securities trading accounts of others while they were the true beneficiaries, and acquired and held the securities of ADAM which increased or decreased by more than 5 percent and totaled 25% of
act.?As the Executive Chairman of Apple Wealth Securities, {A} was involved in the company's misconduct and failed to perform supervisory duties. He approved the opening of trading accounts and the
performing any action in violation of law.The SEC probe into the case and found that the four investment consultants, responsible for securities trading accounts of overseas brokers (omnibus account
billion, an increase of 3.2 percent from the end of 2016. The ratio of non-performing loan (NPL) to total loans was 3.9 percent, while the total allowances for doubtful accounts were Baht 140.0 billion with
: newspaper, magazine) (b) Tangible assets of KMM used for Komchadluek Business (c) All websites (Domain Names), Facebook, Line and Youtube user-accounts that KMM owns or is entitled to use. Attached Document
eligibility for exemption of tax on interest income of savings account and return on deposit in accordance with Islamic Shariah principles in amounts of up to Baht 20,000 from all accounts during a tax year