shall declare the possession of the following systems; 31. Systems for selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the
witness or expert witness; (4) requesting any person to submit relevant documents in such person’s possession; (5) conducting an on-site inspection. The alleged person shall cooperate with the authority in
rating on credit alert with a “positive” by TRIS Rating. Branch Networking As of the first quarter of 2018, Land and Houses Bank Public Company Limited has the total 133 branches, the number of branches is
วางแผนการลงทุน การติดตามพอร์ตการลงทุนของลูกค้า การแจ้งเตือนลูกค้าเม่ือถึงเวลาที่ควรปรับปรุงการลงทุน III. หลักการที่เสนอ II. เป้าหมายที่ต้องการบรรลุ (Intended Outcome) 5 (alert) การปรับสัดส่วนการลงทุนโดย
infrastructure asset to be invested is in a foreign country, a due diligence on the acquisition and possession of that infrastructure asset under such foreign law shall be conducted and supported by a legal
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 32/2559 Re: Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories By virtue of Section 16/6, Section 223/3, and Paragraph 2 of Section 228 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securi...
specified characteristics: (1) monitor to acknowledge possession of any unqualified characteristic of the directors, executives, and controlling persons as prescribed in Clause 23. In case there is a certain
which is beneficial for controlling employee of securities trading, and such other information under possession of the securities company, upon receiving a request by the other securities companies within
information pertaining to such securities trading account which is beneficial for controlling employee of securities trading, and such other information under possession of the securities company, upon