the Notification of Capital Market Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which have been promulgated in
the Project, business operators will gain knowledge and better understanding about capital market, relevant fund raising rules and regulations, and preparation for going public. In addition, they will
23(1) and (4) and prohibited characteristics of personnel in the capital market business under Clause 31(1) and (5) of No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the
operators, and urging stakeholders to make careful preparation for new business environments. Investors unfamiliar with certain products should seek sufficient, well-round and useful information before making
business operators,? said SEC Secretary-General Vorapol Socatiyanurak. --------------------------Note:*Credit rating from BBB- upward. ** Applying to banks established under specific laws whose appraisal
domestically and internationally.This year, the SEC has received cooperation from 25 business operators participating in the “Public Empowerment through Capital Market Knowledge Initiative,” to provide financial
สมาชิก ในหัวข้อ “Regulatory Standard and Measures for Licensed Digital Asset Business Operators in Preventing Mule Accounts” (มาตรฐานการกํากับดูแลและมาตรการสําหรับผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลที่ได้รับ
business operators on the SEC website at www.sec.or.th or through the SEC Check First application. To report suspicious activities, please contact the SEC through the SEC Public Service Center Hotline at
in offering services to the merchants. In addition, other operators started offered lower rates on settlement services causing some customers decided transfer their settlement services providing by
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators