to provide convenient contact and inquiry channels in accordance with the Royal Decree on Rules and Procedures for Good State Administration. More information on the licensing manual is available at

^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AEnforcement&start=0&rows=10 1 - 4 of 4 results Sort by: Relevance Date (Newest) Date (Oldest) Criminal Complaint Filed with an Inquiry Official Dated

order to execute enforcement and may also file a criminal complaint with the inquiry official for further criminal proceedings in case of refusal to pay a civil penalty.   In any case, more severe

ภาพถ่ายประกาศที่ ทธ.28/2555 ซึ่งสรุปสาระสำคัญของประกาศได้ดังนี้ 1. ผู้จัดจำหน่ายหลักทรัพย์ต้องจัดทำ suitability test กับผู้ลงทุน เพื่อให้สามารถเสนอขายหลักทรัพย์ได้อย่างเหมาะสมและสอดคล้องกับ

and legal proceedings.    In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before

investigation and legal proceedings.   In any case, filing a criminal complaint commences the criminal justice administration process whereby the consideration of whether any person is guilty is under the inquiry

accused persons are offenders shall be subject to the investigation of the inquiry official, the prosecution of the public prosecutor, and the adjudication and discretion of the court of justice

offense under the Anti-Money Laundering Act.After the SEC’s complaint, the subsequent criminal law enforcement process will be an investigation by the inquiry official, a prosecution order by the public

ECD for further investigation and legal proceedings.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an

constitute a predicate offense under the Law on Anti-Money Laundering.    Following the criminal complaint filed by the SEC, the criminal enforcement process will proceed with an investigation by the inquiry