) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
contracts not prepared in accordance with its accounting policy. Besides, the accounting system and internal controls regarding the construction cost reports were not followed which may affect the accuracy
investment. It must provide an appropriate warning to ensure investors are alerted to potential risks. The marketing campaigns must not induce or accelerate investment decision making with a lack of
Compared with the other officer in nearly location which are not related people the rental rates are between 400-480 baht / m2 6. The details of the connected persons and of related persons: - Connected
Promenade, Terminal 21 Korat and Cherry Mall. The agreement will be renewed for 3 years, starting from 1 March 2020 to 28 February 2023. The transaction value will not exceed THB 450 million (exclusive of VAT
stipulted by the SEC Office. “ general liabilities ” means total liabilities deducted by qualified liabilities ; “ total liabilities ” mean: (1) all liabilities shown in the financial statement but not
“general liabilities” means total liabilities deducted by qualified liabilities; “total liabilities” mean: (1) all liabilities shown in the financial statement but not including the following liabilities: (a
. KorNor. 22/2552 Re: Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management _____________ By virtue of Section 4 and Section 14 of the